What You Need for the Application

What You Need - Application


In addition to your name, address and phone number, you will need the following information to complete the Family Office Account Application:


Individual Partnership, Corporation, Limited Liability Company and Unincorporated Business
Everything from Individual column plus the following:
  • US Social Security Number or ID number if not a US citizen (Driver's License, Alien Identification Card, Passport or National Identity Card).
  • Your employer name, address and phone number.
  • Bank or third-party broker account numbers for funding purposes, plus routing number for check deposits.
  • Estimated Net Worth (excluding value of residence).
  • Estimated Liquid Net Worth (excluding value of residence).
  • Annual Net Income.
  • Total Assets.
  • Entity's Tax or Government-Issued Identification Number.
  • US Tax Classification (Partnership, Corporation, Disregarded Entity).
  • Controlling Officer name, address, phone number, US Social Security Number or ID number if not a US citizen (Driver's License, Alien Identification Card, Passport or National Identity Card).

For each 10% or greater shareholder:

  • Name
  • Date of birth
  • Address
  • Phone
  • Country of Citizenship or formation if entity
  • Social Security Number or ID number if not a US citizen (Driver's License, Alien Identification Card, Passport or National Identity Card).


What You Need - Documents (Family Office Applicants in the US)


In addition to the information that you will need to complete the Family Office account application, you will be asked to provide the documents listed below.

Jump to a section:

US Residents
Organizations
Family Office Clients


US Residents


Organizations


Family Office Clients


What You Need - Funding


During the funding step in the account application, you will need to provide us with additional information, which varies depending on the funding method you choose.


Funding Method What You Need
Deposit Notifications: Notifications only and do not actually transfer money or positions. If you select one of these deposit methods, you are responsible for initiating the actual transfer of funds.
Wire Transfer
  • Amount of intended deposit
  • Bank Name
  • Bank Account Number (optional)
Bank ACH Transfer from Your Bank
  • Amount of intended deposit
  • Bank Name
Check
  • Amount of intended deposit
  • Check Number
  • Bank Routing Number
  • Bank Account Number
Online Bill Payment
  • Amount of intended deposit
  • Bank Name
Free of Payment (FOP)
  • Name of Third-Party Bank or Broker
  • Third-Party Bank or Broker Account Number
  • Symbol, Number of Shares, and Exchange (optional) of each Stock to transfer
  • Symbol, Number of Shares, Strike (optional), Put/Call (optional), and Expiration Date (optional) of each Warrant to transfer
  • CUSIP Number and Aggregate Face Value of each US Bond to transfer
Instruct IB to contact your bank or broker to transfer funds and/or assets: If you select one of these methods, money and and/or positions are actually transferred.
Automatic Bank ACH Transfer
  • Bank Account Number
  • Bank Account Type (Checking or Savings)
  • Bank's 9-digit routing number
Automated Customer Account Transfer Service
  • Name of Third-Party Bank or Broker
  • Third-Party Bank or Broker Account Number

In addition, for partial ACATS transfers:

  • Symbol, Number of Shares, and Exchange (optional) of each Stock and/or US Mutual Fund to transfer
  • Symbol, Number of Shares, Strike (optional), Put/Call (optional), and Expiration Date (optional) of each Warrant to transfer
  • CUSIP Number and Aggregate Face Value of each US Bond to transfer
  • Underlying Symbol, Number of Contracts, Position (long or short), Strike, Put or Call, and Expiration Date of each Option to transfer
Account Transfer on Notification (ATON)
  • Name of Third-Party Bank or Broker
  • Third-Party Bank or Broker Account Number

In addition, for partial ATON transfers:

  • Symbol, Number of Shares, and Exchange (optional) of each Stock and/or Canadian Stock to transfer
  • Symbol, Number of Shares, Strike (optional), Put/Call (optional), and Expiration Date (optional) of each Warrant to transfer
  • Underlying Symbol, Number of Contracts, Position (long or short), Strike, Put or Call, and Expiration Date of each Option and/or Canadian Option to transfer
US Futures Asset Transfer

From your Interactive Brokers Account Application:

  • Interactive Brokers Account ID
  • User Name
  • Account Title
  • Address
  • Social Security Number or Tax ID Number on Account
  • Email Address.

From the account to be transferred to your Interactive Brokers account:

  • Name of Brokerage Firm Currently Holding Your Account
  • Address
  • City/State/Zip
  • Account Owner Name(s)
  • Account Number.

In addition, for partial transfers:

  • Description and quantity of each asset to be transferred.
European Asset Transfer

From your Interactive Brokers Account Application

  • Interactive Brokers Account ID
  • User Name
  • Account Title
  • Account Type
  • Address
  • Social Security Number or Tax ID Number on Account (US residents only).

From the account to be transferred to your Interactive Brokers account:

  • Name of Bank/Brokerage Firm Currently Holding Your Account
  • Address
  • City/State/Zip
  • Name of Contact Person at Bank/Broker
  • Account Owner Name(s)
  • Account Number.

For partial transfers:

  • Symbol, Description, Quantity, and ISIN number of each asset to be transferred
Asian Asset Transfer
  • Summary and country of origin/exchange of each asset to transfer

What You Need - Application


In addition to your name, address and phone number, you will need the following information to complete the Family Office Account Application:


Individual Partnership, Corporation, Limited Liability Company and Unincorporated Business
Everything from Individual column plus the following:
  • US Social Security Number or ID number if not a US citizen (Driver's License, Alien Identification Card, Passport or National Identity Card).
  • Your employer name, address and phone number.
  • Bank or third-party broker account numbers for funding purposes, plus routing number for check deposits.
  • Estimated Net Worth (excluding value of residence).
  • Estimated Liquid Net Worth (excluding value of residence).
  • Annual Net Income.
  • Total Assets.
  • Entity's Tax or Government-Issued Identification Number.
  • US Tax Classification (Partnership, Corporation, Disregarded Entity).
  • Controlling Officer name, address, phone number, US Social Security Number or ID number if not a US citizen (Driver's License, Alien Identification Card, Passport or National Identity Card).

For each 10% or greater shareholder:

  • Name
  • Date of birth
  • Address
  • Phone
  • Country of Citizenship or formation if entity
  • Social Security Number or ID number if not a US citizen (Driver's License, Alien Identification Card, Passport or National Identity Card).


What You Need - Documents (Family Office Applicants in Canada)


Family Office Accounts


What You Need - Funding


During the funding step in the account application, you will need to provide us with additional information, which varies depending on the funding method you choose.


Funding Method What You Need
Deposit Notifications: Notifications only and do not actually transfer money or positions. If you select one of these deposit methods, you are responsible for initiating the actual transfer of funds.
Wire Transfer
  • Amount of intended deposit;
  • Bank Name;
  • Bank Account Number (optional).
Bank ACH Transfer from Your Bank
  • Amount of intended deposit;
  • Bank Name.
Online Bill Payment
  • Amount of intended deposit;
  • Bank Name.
Free of Payment (FOP)
  • Name of Third-Party Bank or Broker;
  • Third-Party Bank or Broker Account Number;
  • Symbol, Number of Shares, and Exchange (optional) of each Stock to transfer;
  • Symbol, Number of Shares, Strike (optional), Put/Call (optional), and Expiration Date (optional) of each Warrant to transfer;
  • CUSIP Number and Aggregate Face Value of each US Bond to transfer.
Instruct IB to contact your bank or broker to transfer funds and/or assets: If you select one of these methods, money and and/or positions are actually transferred.
Automatic Bank ACH Transfer
  • Bank Account Number;
  • Bank Account Type (Checking or Savings);
  • Bank's 9-digit routing number.
Automated Customer Account Transfer Service
  • Name of Third-Party Bank or Broker;
  • Third-Party Bank or Broker Account Number.

In addition, for partial ACATS transfers:

  • Symbol, Number of Shares, and Exchange (optional) of each Stock and/or US Mutual Fund to transfer;
  • Symbol, Number of Shares, Strike (optional), Put/Call (optional), and Expiration Date (optional) of each Warrant to transfer;
  • CUSIP Number and Aggregate Face Value of each US Bond to transfer;
  • Underlying Symbol, Number of Contracts, Position (long or short), Strike, Put or Call, and Expiration Date of each Option to transfer.
Account Transfer on Notification (ATON)
  • Name of Third-Party Bank or Broker;
  • Third-Party Bank or Broker Account Number.

In addition, for partial ATON transfers:

  • Symbol, Number of Shares, and Exchange (optional) of each Stock and/or Canadian Stock to transfer;
  • Symbol, Number of Shares, Strike (optional), Put/Call (optional), and Expiration Date (optional) of each Warrant to transfer;
  • Underlying Symbol, Number of Contracts, Position (long or short), Strike, Put or Call, and Expiration Date of each Option and/or Canadian Option to transfer.
US Futures Asset Transfer

From your Interactive Brokers Account Application:

  • Interactive Brokers Account ID;
  • User Name;
  • Account Title;
  • Address;
  • Social Security Number or Tax ID Number on Account;
  • Email Address.

From the account to be transferred to your Interactive Brokers account:

  • Name of Brokerage Firm Currently Holding Your Account;
  • Address;
  • City/State/Zip;
  • Account Owner Name(s);
  • Account Number.

In addition, for partial transfers:

  • Description and quantity of each asset to be transferred.
European Asset Transfer

From your Interactive Brokers Account Application

  • Interactive Brokers Account ID;
  • User Name;
  • Account Title;
  • Account Type;
  • Address;
  • Social Security Number or Tax ID Number on Account (US residents only).

From the account to be transferred to your Interactive Brokers account:

  • Name of Bank/Brokerage Firm Currently Holding Your Account;
  • Address;
  • City/State/Zip;
  • Name of Contact Person at Bank/Broker;
  • Account Owner Name(s);
  • Account Number.

For partial transfers:

  • Symbol, Description, Quantity, and ISIN number of each asset to be transferred.
Asian Asset Transfer
  • Summary and country of origin/exchange of each asset to transfer.

What You Need - Application


In addition to your name, address and phone number, you will need the following information to complete the Family Office Account Application:


Individual Partnership, Corporation, Limited Liability Company and Unincorporated Business
Everything from Individual column plus the following:
  • US Social Security Number or ID number if not a US citizen (Driver's License, Alien Identification Card, Passport or National Identity Card).
  • Your employer name, address and phone number.
  • Bank or third-party broker account numbers for funding purposes, plus routing number for check deposits.
  • Estimated Net Worth (excluding value of residence).
  • Estimated Liquid Net Worth (excluding value of residence).
  • Annual Net Income.
  • Total Assets.
  • Entity's Tax or Government-Issued Identification Number.
  • US Tax Classification (Partnership, Corporation, Disregarded Entity).
  • Controlling Officer name, address, phone number, US Social Security Number or ID number if not a US citizen (Driver's License, Alien Identification Card, Passport or National Identity Card).

For each 10% or greater shareholder:

  • Name
  • Date of birth
  • Address
  • Phone
  • Country of Citizenship or formation if entity
  • Social Security Number or ID number if not a US citizen (Driver's License, Alien Identification Card, Passport or National Identity Card).


What You Need - Documents (All Other Family Office Applicants)


Non-US Residents

Depending on your country of residence, you may be asked to provide the documents listed below.



What You Need - Funding


During the funding step in the account application, you will need to provide us with additional information, which varies depending on the funding method you choose.


Funding Method What You Need
Deposit Notifications: Notifications only and do not actually transfer money or positions. If you select one of these deposit methods, you are responsible for initiating the actual transfer of funds.
Wire Transfer
  • Amount of intended deposit;
  • Bank Name;
  • Bank Account Number (optional).
Bank ACH Transfer from Your Bank
  • Amount of intended deposit;
  • Bank Name.
Check
  • Amount of intended deposit;
  • Check Number;
  • Bank Routing Number;
  • Bank Account Number.
Online Bill Payment
  • Amount of intended deposit;
  • Bank Name.
Free of Payment (FOP)
  • Name of Third-Party Bank or Broker;
  • Third-Party Bank or Broker Account Number;
  • Symbol, Number of Shares, and Exchange (optional) of each Stock to transfer;
  • Symbol, Number of Shares, Strike (optional), Put/Call (optional), and Expiration Date (optional) of each Warrant to transfer;
  • CUSIP Number and Aggregate Face Value of each US Bond to transfer.
Instruct IB to contact your bank or broker to transfer funds and/or assets: If you select one of these methods, money and and/or positions are actually transferred.
Automatic Bank ACH Transfer
  • Bank Account Number;
  • Bank Account Type (Checking or Savings);
  • Bank's 9-digit routing number.
Automated Customer Account Transfer Service
  • Name of Third-Party Bank or Broker;
  • Third-Party Bank or Broker Account Number.

In addition, for partial ACATS transfers:

  • Symbol, Number of Shares, and Exchange (optional) of each Stock and/or US Mutual Fund to transfer;
  • Symbol, Number of Shares, Strike (optional), Put/Call (optional), and Expiration Date (optional) of each Warrant to transfer;
  • CUSIP Number and Aggregate Face Value of each US Bond to transfer;
  • Underlying Symbol, Number of Contracts, Position (long or short), Strike, Put or Call, and Expiration Date of each Option to transfer.
Account Transfer on Notification (ATON)
  • Name of Third-Party Bank or Broker;
  • Third-Party Bank or Broker Account Number.

In addition, for partial ATON transfers:

  • Symbol, Number of Shares, and Exchange (optional) of each Stock and/or Canadian Stock to transfer;
  • Symbol, Number of Shares, Strike (optional), Put/Call (optional), and Expiration Date (optional) of each Warrant to transfer;
  • Underlying Symbol, Number of Contracts, Position (long or short), Strike, Put or Call, and Expiration Date of each Option and/or Canadian Option to transfer.
US Futures Asset Transfer

From your Interactive Brokers Account Application:

  • Interactive Brokers Account ID;
  • User Name;
  • Account Title;
  • Address;
  • Social Security Number or Tax ID Number on Account;
  • Email Address.

From the account to be transferred to your Interactive Brokers account:

  • Name of Brokerage Firm Currently Holding Your Account;
  • Address;
  • City/State/Zip;
  • Account Owner Name(s);
  • Account Number.

In addition, for partial transfers:

  • Description and quantity of each asset to be transferred.
European Asset Transfer

From your Interactive Brokers Account Application

  • Interactive Brokers Account ID;
  • User Name;
  • Account Title;
  • Account Type;
  • Address;
  • Social Security Number or Tax ID Number on Account (US residents only).

From the account to be transferred to your Interactive Brokers account:

  • Name of Bank/Brokerage Firm Currently Holding Your Account;
  • Address;
  • City/State/Zip;
  • Name of Contact Person at Bank/Broker;
  • Account Owner Name(s);
  • Account Number.

For partial transfers:

  • Symbol, Description, Quantity, and ISIN number of each asset to be transferred.
Asian Asset Transfer
  • Summary and country of origin/exchange of each asset to transfer.